Operations for Alternatives
September 28, 2016

Hear from the SEC, FBI, and DOJ at OFA’s Hedge Fund Compliance

Register today if you want to hear from the SEC, FBI, and DOJ, as well as Chief Compliance Officers
and General Counsel, at OFA’s Hedge Fund Compliance


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www.HFCompliance.com

 


OFA’s Hedge Fund Compliance
 is unlike any other event on the market  – and here’s why:


Critical insights from current, high-level government officials  who can speak about current and pending regulatory, enforcement, and examination issues

Featured government speakers:

Jennifer A. Duggins
Co-Head, Private Funds Unit
Office of Compliance Inspections and Examinations
SEC
Azam A. Riaz
Exam Manager
IA/IC Examination Unit
SEC
David A. Chaves
Special Agent, Financial Industry Liaison White Collar Coordinator/ Complex Crimes
FBI
Alexander Wilson
Deputy Chief, Money Laundering and Asset Forfeiture Unit
U.S. Attorney’s Office,
Southern Dist. of NY

View the complete speaker faculty


Unparalleled depth and breadth of coverage of the key issues,  with engaging, content-rich panels with practical, real-world strategies and advice  that you can take home and immediately implement

Featured Sessions:

  • Regulatory and Enforcement Roundtable: Perspectives, Priorities, and Expectations
  • The Evolving Cybersecurity and Data Privacy Landscape
  • Managing and Disclosing Potential Conflicts of Interest, Including Expense, Investment,
    and Trade Allocations, and Fiduciary Responsibility Issues
  • New and Emerging Developments in Compliance Officer Personal Liability
  • Developing and Fostering an Ongoing Robust and Comprehensive Compliance Program

View the complete agenda
 


An outstanding speaker faculty led by more than 15 hedge fund CCOs and GCs,  as well as expert outside counsel from the leading law firms


Networking opportunities that allow for actual networking,  free from sales pitches – a more intimate experience in which you can truly engage with your peers

 

PLUS! Enhance your attendance by also registering for the Pre-Conference Workshop :

Preparing for and Undergoing an SEC Exam: What to Expect, What to Do, and What Not to Do  

View more details about the workshop   HERE


This is the event that the entire hedge fund industry will be talking about for months afterward –
register today  and make sure that you are part of the conversation!

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Mention Registration Code: %%L KEYCODE MARIA%% when registering.

 


Sponsored By:


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For sponsorship opportunities, please contact:
Aaron Goldstein at A.Goldstein@OFA-America.com  or call 212-352-3220 x 5260 .
 


Media Partners:


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For Media Partnership Opportunities, please contact:
Maria Romanova at M.Romanova@OFA-America.com , 212-352-3220 x 5488 .
 

 

Ahead of our great event, we thought you might appreciate reading what other leaders in the industry are saying about regulatory, examination, and compliance issues for hedge funds. Below are some interesting perspectives relevant to the upcoming discussion at our event.

Cybersecurity:  

DOL Fiduciary Rule:  


SAVE THE DATE


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Strategic Partner:
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OFA's Hedge Fund Compliance
c/o American Conference Institute
45 West 25th Street, 11th Floor,
New York City, NY 10010
Email: CustomerService@OFA-America.com

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